Clinical Trial Phases 1 to 4: What Each One Tests
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Clinical trial phases

Also called phase 1, phase 2, phase 3, phase 4, phase III trial, phase IV trial · Reviewed

Definition: Clinical trial phases are the steps a drug goes through in human testing. The FDA describes four: phase 1 looks at safety and dose, phase 2 at whether it works and its side effects, phase 3 at how well it works in more people, and phase 4 at safety after approval.

The four phases

From the FDA page on clinical research
PhaseMain purposeWho and how manyHow longMove to next phase
1Safety and dosage20 to 100 healthy volunteers or people with the conditionSeveral monthsAbout 70%
2Efficacy and side effectsUp to several hundred people with the conditionSeveral months to 2 yearsAbout 33%
3Efficacy and monitoring of adverse reactions300 to 3,000 people with the condition1 to 4 yearsAbout 25 to 30%
4Safety and efficacySeveral thousand people with the conditionAfter FDA approval-

Phase 3 and phase 4

The NCI says a phase III trial compares a new treatment with a standard treatment, and that treatments usually reach phase III only after meeting the goals of phases I and II. It describes phase IV as studying side effects over time once the drug is on the market, looking for ones not seen earlier; see postmarketing experience.

Why it matters for your log

News about a new compound often comes from early phases with small groups. Knowing the phase tells you how much human data there is behind a claim.

Read more on Dose Track: Weekly research roundups · Retatrutide vs tirzepatide · Orforglipron vs semaglutide

General education drawn from labels and published studies, not personal medical advice. Your prescriber, pharmacist and the label that came with your product are the final word.

Frequently asked questions

How many drugs make it through phase 3?+
The FDA page says about 70% of drugs move from phase 1 to phase 2, about 33% from phase 2 to phase 3, and about 25 to 30% move on from phase 3.
What is a phase 4 trial?+
It is a study done after FDA approval. The NCI says phase IV trials look for side effects not seen in earlier trials and may study how well a treatment works over a long time.